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IBFMNational Research Council and Department of Sciences and Biomedical Technologies, University of Milan, Milan, Italy
| Abstract |
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28003500 m; and 10 untrained and five trained Caucasians. Measurements were carried out at sea level or at Kathmandu (1300 m, Nepal) (PRE), and after 24 (ALT1), 1416 (ALT2), and 2628 (ALT3) days at 5050 m. At ALT3,
(Received 3 December 2003;
accepted after revision 5 February 2004;
first published online 6 February 2004)
Corresponding author C. Marconi: I.B.F.M.-Consiglio Nazionale delle Ricerche, L.I.T.A, Via Fratelli Cervi 93, I-20090 SEGRATE (Milan), Italy. Email: claudio.marconi{at}ibfm.cnr.it
| Introduction |
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4000 m, developmental adaptation may occur (Moore, 2001) allowing a progressive recovery of the
Compared to acclimatized lowlanders and even Andean populations, altitude Tibetans exhibit at peak exercise peculiar adaptive features, such as higher arterial O2 saturation (Zhuang et al. 1996) and heart rate values (Niu et al. 1995), and absolute
levels (Sun et al. 1990; Niu et al. 1995; Chen et al. 1997) close to those found in Caucasians at sea level. These findings, along with a less pronounced polycythemic response (Beall et al. 1998), a reduced hypoxic pulmonary vasoconstriction (Groves et al. 1993), and a lower prevalence of chronic mountain sickness (Moore et al. 1998), suggest that in altitude Tibetans the pattern of adaptation to chronic hypoxia is different compared to that of any other population.
The present study was designed primarily to establish whether resistance to hypoxia and, particularly the greater aerobic working capacity found in altitude Tibetans has a genetic basis. Should this be the case, Tibetan lowlanders born with the genetic adaptations of their ancestors, i.e. long-term processes occurring over generations (Moore, 2001), could be expected to acclimatize to high altitude more quickly than Caucasians. As an additional aim, we investigated the role of aerobic fitness, independent of ethnicity, on the preservation of peak aerobic performance at altitude. To achieve these aims, the respiratory and cardiovascular responses to peak exercise, particularly the altitude-induced decrease of
were assessed in Tibetans with different altitude exposure history and in Caucasian lowlanders with different levels of aerobic fitness, following an identical (2628 days) altitude (5050 m) exposure protocol.
| Methods |
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The study was conducted, over several years, on a total of 30 male subjects with different characteristics, as follows.
Eight second-generation Tibetan lowlanders (Tib 2), born and living in Kathmandu (Nepal, 1300 m), offspring of migrants from the Tibetan plateau (30004500 m). None of them had ever been at altitudes above 2000 m for longer than 1 day. They frequently rode bicycles for transportation but were not engaged in any specific endurance training programme.
Seven Sherpas (Sh). Based on their genetic background, Sherpas are Tibetans born in, and lifelong residents of, the Solu Khumbu region (28003500 m). Our subjects, recruited among the porters of an expedition, were involved for a few weeks in house-keeping tasks at the Pyramid-laboratory at 5050 m. Assuming adaptation and full acclimatization to this altitude they were chosen as the reference group for comparison with Tibetan lowlanders.
Ten untrained Caucasian lowlanders (UT).
Five trained Caucasian lowlanders (T), running or cycling, on average, 48 h per week.
None of the Caucasian subjects were exposed to altitudes above 3000 m in the preceding year, and above 1200 m for 3 months before control test.
Age, anthropometrical characteristics and blood haemoglobin concentration of the subjects are given in Table 1. They underwent a preliminary clinical screening which included history taking, physical examination and resting ECG. All were highly motivated and quite cooperative. They were informed about the experimental procedure and gave consent to participate in the study, which was carried out in accordance with the principles outlined in the Declaration of Helsinki (2000) of the World Medical Association. The study was approved by the ethical committees and research review boards of the National Research Council (Milan, Italy), the Royal Nepal Academy of Science and Technologies (RONAST) and the Royal Nepal Ministry of Health (Kathmandu, Nepal).
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Figure 1 indicates the altitude profile and summarizes the sequence of the testing sessions. Control metabolic measurements (PRE) on Caucasians were carried out in Milan (Italy, 122 m) 1015 days before departure to Nepal. The same data were adopted also at Kathmandu (1300 m), based on the established consensus that
of non-athletic subjects is not affected by altitudes below 1500 m (Terrados et al. 1985; Gore et al. 1996). Control measurements on Tib 2 were performed in Kathmandu. All subjects flew from Kathmandu to Lukla (2850 m) and reached Lobuche (5050 m) in the Khumbu Valley after a 7-day trek. Subjects walked 35 h daily at a moderate pace carrying light loads. Two days were allowed at 3800 and 4200 m, respectively, for rest and acclimatization. Sherpas reached Lukla from their native villages and thereafter followed the same walking schedule to Lobuche as did Caucasians and Tib 2. All groups, including Sherpas, stayed 2628 days at 5050 m. Altitude measurements were carried out in a permanent research station (the Ev-K2-CNR Pyramid-Laboratory located at 5050 m, at
425 mmHg barometric pressure), equipped with stabilized electrical supply powered by a water turbine. Temperature inside the laboratory ranged from 17 to 22°C. Drinks and a wide variety of palatable food were freely available.
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40% O2 in N2). Sherpas were transferred by helicopter to Kathmandu where control measurements (PRE, see Fig. 1) were performed within 12 days. This procedure is necessarily different from that adopted for the other investigated groups, but it represents the only possible basis for differential metabolic measurements as a function of altitude. Experimental procedure
Before performing the test, enough time was allowed for each subject to become familiar with the equipment, the testing procedure, and, particularly for Sherpas, with the use of the bicycle ergometer. A graded incremental exercise on an electrically braked, carefully calibrated bicycle ergometer (Cardioline STS-3, Remco, Italy) was adopted to determine peak aerobic power
. After a 5-min period at rest, subjects performed a 4-min constant-load warming-up (3090 watts, W, depending on altitude, age, body mass and fitness). Subsequently, the exercise workload was increased stepwise by 30 W every 3 min up to voluntary exhaustion. During the test, the subjects kept a constant pedalling rate (
60 r.p.m.) with the aid of a digital display. Exhaustion was defined as the inability to keep the imposed rate for longer than 30 s.
Gas exchange, heart rate and haemoglobin
A computerized O2CO2 analyserflowmeter combination (Vmax 2900, SensorMedics, Yorba Linda, CA, USA) was used for breath-by-breath assessment of tidal volume (VT), pulmonary ventilation
and gas exchange
. VT and
were calculated by integration of the flow tracings recorded at the mouth of the subject by means of a pair of heated stainless steel wires (Mass Flow Sensor). Volume and gas analyser calibrations were performed prior to each measurement using a 3-litre syringe (Hewlett Packard 14278B), at three different flow rates, and by means of gas mixtures of known composition, respectively. Heart rate (HR) from ECG, and the arterialized blood oxygen saturation
by earlobe pulse oximetry (Biox 3740, Pulse Oximeter, Ohmeda, Denver, CO, USA) were monitored throughout the tests.
Blood haemoglobin concentration ([Hb]) was measured at rest on venous blood samples by a photometric method (Compur M1000, Germany).
Data analysis and statistics
Steady-state values of gas exchange, HR and
were obtained by averaging the breath-by-breath or the beat-by-beat data over 3045 s time periods, at rest, as well as at the end of each workload. Data are expressed as means ±S.D. To determine the statistical significance of differences between two means, a paired two-tailed Student's t test was performed. To check the statistical significance of differences among more than two means, a one-way or a repeated-measures analysis of variance (ANOVA) was performed, when applicable. If a significant F-value was identified, the Tukey-Kramer multiple comparison test was used. Linear least squares regression analyses were performed when applicable. The level of significance was set at P < 0.05. For statistical analyses a commercially available software package (InStat, Graph Pad Software, San Diego, CA, USA) was used.
| Results |
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Mean resting
, respiratory gas exchange ratio (R),
, HR and
values of the four investigated groups of subjects before (PRE) and throughout altitude exposure (ALT1, ALT2, ALT3 and ALT3-O2) are shown in Table 2.
levels were significantly (P < 0.05) higher in Sherpas than in the other groups only at PRE. At PRE and at ALT3 resting gas exchange ratio (R) of Tibetan lowlanders and Sherpas was close to 1, and greater than that of Caucasians. Resting PRE
was higher in Tibetans and Sherpas than in Caucasians (P < 0.05). Resting HR values did not differ among ethnic groups. Only trained Caucasians had lower HR (P < 0.05), particularly at PRE. Resting haemoglobin O2 saturation values were similar among groups at PRE, ALT1 and ALT2. At ALT3,
was significantly (P < 0.05) lower in untrained and trained Caucasians than in Tibetans.
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At PRE, average
values of Tibetan lowlanders and untrained Caucasians were similar (38.0 ± 4.6 and 39.0 ± 6.0 ml kg1 min1, respectively). By contrast, trained Caucasians were characterized by the highest value (60.7 ± 3.2 ml kg1 min1), whereas Sherpas'
was in-between (48.9 ± 6.8 ml kg1 min1). At ALT1 and ALT2
of the investigated groups underwent a significant decrease (P < 0.05) compared to PRE. At ALT3, Tibetans recovered almost entirely the PRE value (35.0 ± 3.7 ml kg1 min1), wheras
of trained Caucasians dropped to 33.0 ± 3.7 ml kg1 min1. Also
of Sherpas and untrained Caucasians was significantly (P < 0.05) reduced compared to PRE (41.1 ± 2.9 and 26.9 ± 4.5 ml kg1 min1). In all conditions (from PRE to ALT3), gas exchange ratio (R) was in most cases
1, showing that all subjects had attained exhaustion.
Average
of Tibetans was unaffected by altitude. At ALT3
of Tib 2 and Sherpas was similar (121.3 ± 27.9 and 112.5 ± 24.0 l min1, respectively). Average
increased slightly in untrained and trained Caucasians. In the latter it was 150.9 ± 46.8 l min1, i.e significantly (P < 0.05) higher than the PRE value (135.4 ± 16.8 l min1).
The HRpeak levels of Tibetan lowlanders were slightly lower at ALT1, ALT2 and ALT3 (175 ± 8, 180 ± 10 and 179 ± 9 beats min1, respectively) than at PRE (188 ± 13 beats min1). The ALT3 value was not statistically different from that of the Sherpas (171 ± 4 beats min1). During O2 breathing at ALT3, HRpeak of Tibetans was similar to the value found at PRE. By contrast, at ALT1, HRpeak of untrained and trained Caucasians decreased significantly compared to PRE levels, on average, from 178 ± 13 to 151 ± 15 and from 190 ± 7 to 161 ± 10 beats min1, respectively. Thereafter, HRpeak kept further decreasing and attained 148 ± 11 and 149 ± 7 beats min1, respectively, at ALT3. HRpeak of Tibetan lowlanders during the sojourn was always significantly (P < 0.01) higher than the corresponding values for untrained and trained Caucasians.
At peak exercise, average
of each group was significantly lower during the sojourn at 5050 m than during the control tests (PRE). No differences were found from ALT1 to ALT3. At ALT1, average
of Tib 2 (83 ± 3%) was significantly (P < 0.05) higher than that of trained Caucasians (72 ± 7%).
The percentage change of peak oxygen consumption (ml kg1 min1) compared to PRE values
of the investigated groups during the exposure to 5050 m is shown in Fig. 2. In Tib 2 at ALT1,
was 24.4 ± 6.3% (P < 0.001). However, in the course of the sojourn,
kept increasing steadily and at ALT3 it was not significantly different from the PRE value (
8%) and from the value determined during acute normoxia at ALT3 (ALT3-O2, 37.4 ± 4.6 ml kg 1 min1). Similarly to Tibetans, untrained (UT) and trained (T) Caucasians underwent the greatest
(40.9 ± 8.9% and 45.4 ± 6.3%, respectively) (P < 0.001) at ALT1. At ALT2,
of UT started recovering slightly, although non-significantly, whereas it did not change in T. At ALT3,
average values of untrained and trained Caucasians were 30.7 ± 9.3% and 45.7 ± 3.5%, respectively. During acclimatization
was significantly (P < 0.05) greater in Caucasians than in Tib 2. At ALT3,
of Sherpas was
15%, i.e. slightly higher (P < 0.05) than the value for Tib 2.
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| Discussion |
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Two findings stemming from this investigation are novel. The first is that Tibetan lowlanders (Tib 2) never exposed to high altitude before, compared to untrained and trained Caucasians, were able to retain almost entirely their PRE
(
: 8%versus30% and 45%, respectively). The second is that, within the investigated ethnic groups (Caucasians and Tibetans), subjects with higher aerobic power in control conditions lost at ALT3 a greater fraction of their PRE
. This finding may explain in part the dissociation found in elite Caucasian mountaineers between climbing performance and sea-level
. Indeed, one of the greatest climbers of the last century (Reinhold Messner), the first man ever to reach the summit of Mt Everest (8848 m) without supplementary oxygen, was characterized at sea level by a
of only 49 ml kg1 min1 (Oelz et al. 1986).
Respiratory, metabolic and heart rate measurements
At PRE, resting
level appears to be significantly higher in Sherpas than in all the other groups (see Table 2). Excitement and/or metabolic alterations from changing nutritional habits might be at the basis of this unexpected finding. Both Tibetan groups were characterized by higher resting
levels compared to Caucasians. These results are most probably explained by the discomfort due to breathing through a mouthpiece. Nevertheless, Sherpas, like acclimatized Caucasians, might have been characterized also by a persistent adaptation-induced hyperventilation, at least in the early phase of acute normoxia (Weil, 1991). It may also be noticed that at PRE and ALT3 resting gas exchange ratio (R) of Tibetan lowlanders and Sherpas is close to 1, being greater than in Caucasians. Higher R levels, when reflecting higher respiratory quotients, may be advantageous for Tibetans and Sherpas, particularly at altitude. In fact, for any given CO2 tension, high R would be accompanied by higher O2 tension in the alveolar air, thus enhancing O2 diffusion through the alveolarcapillary barrier (Ward et al. 1990). Resting HR values at PRE were similar among groups. Only trained Caucasians had significantly lower resting HR and this was likely the result of their training history.
As shown in Table 3, average peak aerobic power was significantly (P < 0.05) different in Tib 2 and Sherpas both at 1300 m (38 versus 49 ml kg1 min1) and at 5050 m (35 versus 41 ml kg1 min1), respectively. This finding reflects the better fitness of Sherpas, who were more active than Tibetan lowlanders.
Relationships between
at altitude and control PRE
values
As shown in Fig. 2, after 2628 days at 5050 m Tibetan lowlanders, differently from Caucasians, recovered almost entirely their PRE
. This feature may be considered the result of a genetic adaptation enhancing acclimatization. In fact, as shown by Sun et al. (1990) and Niu et al. (1995), at 3680 m the recovery of sea level
by Han individuals without such adaptation may take years.
In Fig. 3, individual
data of all subjects at ALT3 are plotted versus the corresponding
control values (PRE). Two distinct linear functions can be identified by interpolating data from untrained and trained Caucasians (A; r= 0.71; P < 0.01), and from Tibetan lowlanders and Sherpas (B; r= 0.74; P < 0.001), respectively. Function B is parallel, down-shifted, and significantly different (P < 0.05) from A. It appears that the percentage loss of
at altitude
is positively correlated, both in Caucasians (UT and T) and in Tibetans (Tib 2 and Sh) with the
control values (PRE). The greater loss of
in trained compared with untrained individuals might be the consequence of the greater impairment of O2blood equilibration due to a shorter red blood cell alveolarcapillary transit time (Dempsey et al. 1984; Hopkins et al. 1996; Dempsey & Wagner, 1999). The vertical difference between functions A and B, i.e. an index of the capacity of Tibetans to preserve at altitude a greater fraction of their control PRE
compared to Caucasians, probably depends on ethnic characteristics. These novel findings raise a major issue concerning the mechanism by which Tibetans preserve more of their PRE
at altitude.
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Determinants of
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As is well known, in Caucasians at sea level
depends mainly (
70%) on peak cardiac output
. The latter is the major determinant of the maximum circulatory convective O2 flow, i.e. the product of
and arterial O2 content
, to exercising muscles. In acute hypoxia the role of the cardiovascular factors tends to decrease, whereas the influence of alveolar ventilation, O2 diffusion across the alveolarcapillary barrier and of the tissue factors (from the capillary down to the respiratory chain) progressively increases (di Prampero & Ferretti, 1990; Wagner, 1996). At altitudes above 5500 m, the weight of tissue factors, due to muscle wasting, is expected to play an even greater role, mainly in Caucasians (Martinelli et al. 1990; Hoppeler et al. 2003; Gelfi et al. 2004). The role of the above determinants may be different in acclimatized Tibetan lowlanders as a consequence of genetic adaptations.
Haemoglobin concentration. Tibetan lowlanders and altitude Sherpas share a low blood haemoglobin concentration. At any given altitude below 5000 m, [Hb] has generally been reported to be lower in Tibetan populations than in Andean highlanders (Beall, 2001) and in acclimatized Caucasian or Asian lowlanders. Indeed, after 2628 days at 5050 m, [Hb] of Tib 2 and Sherpas was similar, 16.6 and 17.4 g dl1, respectively, i.e. significantly (P < 0.05) lower than values for acclimatized Caucasians (18.619.4 g dl1). Apart from the possible positive effects on the cardiac function of the concurrent drop in haematocrit and blood viscosity, low [Hb] may be advantageous for peripheral O2 transport. In fact, as was recently shown by Calbet et al. (2002), leg blood flow and vascular conductance of lowlanders acclimatized to 5260 m were systematically higher when [Hb] was artificially reduced.
Arterial O2 saturation.
At peak exercise carried out at altitude, individual arterial O2 saturation
ranged from
65% to
90%. As shown in Fig. 4, at ALT3 most Tibetans and Sherpas were characterized by
values higher than Caucasians. The large variability in
is likely to be attributable to differences in lung maximum O2 diffusing capacity
, which is usually lower in acclimatized Caucasians than in altitude natives (Wagner et al. 2002). Exercise gas exchange at the alveolar level, and therefore
, may be less impaired in altitude Tibetans than in Caucasians by lesser extravascular accumulation of fluids in the lung (see Anholm et al. 1999; Cremona et al. 2002), reduced hypoxic pulmonary vasoconstriction (for a review, see Moore et al. 1998), and more limited ventilationperfusion mismatch. Due to genetic adaptations, such characteristics might still be present in some Tibetan lowlanders, thus generating higher
values. In fact, in the absence of a genetic adaptation,
of acclimatized lowlanders may take years to approach the values found in altitude natives (Sun et al. 1990).
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Peak heart rate and cardiac output.
As shown in Table 3, following 2830 days' altitude exposure, HRpeak of T and UT Caucasians decreased, on average, from
180190 to
150 beats min1. This is likely to be a consequence of a down-regulation of ß-adrenergic cardiac receptors (Richalet et al. 1988) and/or of enhanced parasympathetic activity (Hartley et al. 1974; Boushel et al. 2001). In this context, however, it was recently shown that parasympathetic blockade, while increasing HRpeak, had no effect on maximal cardiac output and exercise capacity of acclimatized lowlanders, at least up to 3800 m (Bogaard et al. 2002) and therefore should not influence
. By contrast, HRpeak of acclimatized Tibetan lowlanders changed only slightly from control values, attaining, on average,
180 beats min1, i.e. almost the same value found during acute normoxia. The latter finding indicates that, despite the fact that they were born at low altitude, Tibetan lowlanders, as is the case for Tibetan highlanders (Zhuang et al. 1993) and altitude Sherpas, apparently do not undergo desensitization of ß-adrenergic cardiac receptors or increase of the parasympathetic tone upon exposure to chronic hypoxia.
Cardiac output was not determined in the present study. However, it is likely that maximal O2 convective flow
was almost preserved in all subjects, independent of their ethnicity. In fact, it is known that at altitudes between 3800 and 5800 m, peak or near-peak
of physically active acclimatized Caucasians (for a review see Wagner, 2000) may range from
14 to
20 l min1 (Pugh, 1964; Vogel et al. 1967; Saltin et al. 1968; Cerretelli, 1976; Bogaard et al. 2002; Calbet et al. 2002), being
15% lower than sea level control values. Nevertheless, in acclimatized lowlanders as well as in Andean populations, the decrease of maximum convective O2 flow, depending on the decrease of
is more than compensated for by a
30% increase in [Hb] and arterial O2 content (Cerretelli, 1976; Calbet et al. 2002, 2003). On the other hand, haemoglobin O2 affinity of acclimatized lowlanders, altitude Sherpas and Andean populations was found to be close to sea-level standards or only slightly increased (Samaja et al. 1979; Moore et al. 1992, 1998). Thus, in acclimatized lowlanders there seems to be a dissociation between the almost constant maximal O2 delivery to the working muscles and the drop of
during exercise at altitude. Although the underlying mechanisms are still unknown, the hypothesis can be put forward that, due to high [Hb] values, a relatively lower fraction of nutritional blood flow may perfuse exercising muscles at altitude (Calbet et al. 2003). This may not be the case for acclimatized Tibetan lowlanders. In fact, as mentioned before, their higher HRpeak and lower blood viscosity are likely to favour adequate
values (Chen et al. 1997) and to increase nutritional blood flow to working muscles, respectively. The latter, along with an apparently larger oxygen extraction (Pugh, 1964) may account for the greater preservation at altitude of PRE
in acclimatized Tibetans compared to Caucasians. On the other hand, apart from a slight reduction in body weight observed in untrained Caucasians, there are no hints of structural and functional deterioration of the muscle mass after the sojourn at the Pyramid-Laboratory that could account for the loss of different fractions of PRE
in the investigated groups (Kayser et al. 1993). Relevant for the interpretation of the present results may be the finding that Tibetan lowlanders are characterized by smaller muscle fibre cross-sectional area than non-Tibetan controls (Kayser et al. 1996). Since the muscle capillary density is the same, this adaptive change may result in a shorter diffusion path for O2 at the muscle level. The above feature may be one of the factors contributing to preserve
of Tibetan lowlanders upon hypoxia exposure.
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| Acknowledgements |
|---|
B. Basnyat has been appointed by the Royal Nepal Academy of Science and Technologies, Kathmandu, Nepal.
Author's present address
B. Kayser: Institut des sciences du mouvement et de la mèdecine du sport, University of Genève, Switzerland.
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