J Physiol Boston Smyposia
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First published online on May 3, 2002.
Copyright © 2002 by The Physiological Society
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2001.013389v1
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Received October 10, 2001
Accepted after revision April 16, 2002

Physiological basis of fractal complexity properties of heart rate variability in man

D. Francis1*, Keith Willson2, Panagiota Georgiadou3, Roland Wensel2, L. Ceri Davies4, Andrew Coats4, and Massimo Piepoli4

1 Heart Failure Unit, Royal Brompton Hospital, Sydney Street, London SW3 6NP, UK
2 Royal Brompton Hospital, London, UK
3 National Heart & Lung Institute, London, UK
4 National Heart & Lung Institute, London, UK and Royal Brompton Hospital, London, UK

* To whom correspondence should be addressed. E-mail: d.francis{at}cheerful.com.

The diagnostic and prognostic power of the fractal complexity measure '{alpha}' of detrended fluctuation analysis (DFA) has remained mysterious because there has been no explanation of its meaning, particularly in relation to spectral analysis. First, we present a mathematical analysis of the meaning of {alpha}, in weighted power-spectral terms. Second, we test this hypothesis and observe correlations between DFA-based and weighted spectral methods of 0.97 (P < 0.0001) for {alpha}1 and 0.98 (P < 0.0001) for {alpha}2. Third, we predict mathematically that even in conventional (unweighted) spectral analysis there should be approximate counterparts to DFA, namely that {alpha}1 and {alpha}2 behave broadly in proportion to the conventional (unweighted) ratios LF/(HF + LF) and VLF/(LF + VLF), respectively. Fourth, we test this hypothesis by physiologically manipulating spectral ratios in healthy volunteers in two ways. The effect of 0.1 Hz controlled breathing on LF/(HF + LF) correlates markedly with the effect on {alpha}1 (r = 0.73, P = 0.01); the effect on VLF/(LF + VLF) correlates markedly with that on {alpha}2 (r = 0.76, P < 0.01). Likewise, with voluntary periodic breathing the reduction in {alpha}2 correlates strongly with that in VLF/(LF + VLF) (r = 0.88, P < 0.001); effects on {alpha}1 and LF/(HF + LF) again clearly correlate (r = 0.73, P = 0.01). Finally, we examine published literature to identify previously undiscussed evidence of the relationship between {alpha}1 and LF/(HF + LF). We conclude that the {alpha}1 and {alpha}2 indices are simply frequency-weighted versions of the spectral ratios LF/(HF + LF) and VLF/(LF + VLF), respectively, multiplied by two (giving a range of 0-2). We can now understand fractal manifestations of physiological abnormalities: depressed baroreflex sensitivity -> low LF/HF -> low LF/(HF + LF) -> low {alpha}1, while periodic breathing -> high VLF/LF -> high VLF/(LF + VLF) -> high {alpha}2. Prognostic associations of {alpha} are no longer mysterious.







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